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Gary J Sparapani
CRD#: 6484652
IA
Investment Adviser
B
Broker
PGIM INVESTMENTS LLCCRD#: 105670 Sacramento, CA
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLCCRD#: 18353 Sacramento, CA
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - 2017 (1 year)2 FIRMS2017 - Present (7 years)
License(s)

State Registrations

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California 9/10/2019

B
Nevada 9/10/2019

IA
California 7/16/2020

IA
New Jersey 5/10/2017

B
Colorado 7/25/2022

B
Oregon 9/10/2019

B
Idaho 9/10/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PGIM INVESTMENTS LLC (CRD#:105670)
Sacramento, CA
Registered with this firm since 5/10/2017

B
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (CRD#:18353)
Sacramento, CA
Registered with this firm since 5/4/2017

Previous Registration(s)
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IA
07/21/2015 - 04/18/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PENNINGTON, NJ
B
06/05/2015 - 04/18/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PENNINGTON, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.