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Detailed Report
MATTHEW SOMERVILLE BUDDO
Matt Buddo
CRD#: 6484350
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 3605 GLENWOOD AVE
STE 400
RALEIGH, NC 27612
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 3605 GLENWOOD AVE
STE 400
RALEIGH, NC 27612
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - 2017 (<1 year)2 FIRMS2019 - Present (5 years)
Disclosure(s)
View By:
4/29/2019
Financial
Final
License(s)

State Registrations

B
Alabama 5/13/2019
B
Nebraska 5/13/2019
B
Alaska 5/13/2019
B
Nevada 5/13/2019
B
Arizona 5/13/2019
B
New Hampshire 5/13/2019
B
Arkansas 5/13/2019
B
New Jersey 5/13/2019
B
California 5/13/2019
B
New Mexico 5/13/2019
B
Colorado 5/13/2019
B
New York 5/13/2019
B
Connecticut 5/13/2019
B
North Carolina 5/13/2019
B
Delaware 5/13/2019
IA
North Carolina 5/13/2019
B
District of Columbia 5/13/2019
B
North Dakota 5/13/2019
B
Florida 5/13/2019
B
Ohio 5/13/2019
B
Georgia 5/13/2019
B
Oklahoma 5/13/2019
B
Hawaii 5/13/2019
B
Oregon 5/13/2019
B
Idaho 5/13/2019
B
Pennsylvania 5/13/2019
B
Illinois 5/13/2019
B
Puerto Rico 5/13/2019
B
Indiana 5/13/2019
B
Rhode Island 5/13/2019
B
Iowa 5/13/2019
B
South Carolina 5/13/2019
B
Kansas 5/13/2019
B
South Dakota 5/13/2019
B
Kentucky 5/13/2019
B
Tennessee 5/13/2019
B
Louisiana 5/13/2019
B
Texas 5/13/2019
B
Maine 5/13/2019
B
Utah 5/13/2019
B
Maryland 5/13/2019
B
Vermont 5/13/2019
B
Massachusetts 5/13/2019
B
Virginia 5/13/2019
B
Michigan 5/13/2019
B
Washington 5/13/2019
B
Minnesota 5/13/2019
B
West Virginia 5/13/2019
B
Mississippi 5/13/2019
B
Wisconsin 5/13/2019
B
Missouri 5/13/2019
B
Wyoming 5/13/2019
B
Montana 5/13/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
3605 GLENWOOD AVE STE 400, RALEIGH, NC 27612
102 W NC HIGHWAY 54, CARRBORO, NC 27510
Registered with this firm since 5/13/2019
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
3605 GLENWOOD AVE STE 400, RALEIGH, NC 27612
Registered with this firm since 5/13/2019
Previous Registration(s)
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IA
 04/10/2017 - 09/22/2017 AXA ADVISORS, LLC (CRD#:6627) RALEIGH, NC
B
 02/27/2017 - 09/22/2017 AXA ADVISORS, LLC (CRD#:6627) RALEIGH, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.