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Detailed Report
JAROD AUSTIN SCHUT
JACOB SCHUT
CRD#: 6481905
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 345 E GRAND AVE
BELOIT, WI 53512
CETERA INVESTMENT SERVICES LLCCRD#: 15340 345 EAST GRAND AVE
BELOIT, WI 53511
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2017 - Present (7 years)BAXA ADVISORS, LLC (CRD# 6627)2015 - 2017 (2 years)
License(s)

State Registrations

B
Florida 9/25/2018
B
Wisconsin 9/20/2017
B
Illinois 11/17/2017
IA
Wisconsin 9/20/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
345 E GRAND AVE, BELOIT, WI 53512
Registered with this firm since 9/20/2017
B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
345 EAST GRAND AVE, BELOIT, WI 53511
Registered with this firm since 9/20/2017
Previous Registration(s)
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B
 07/01/2015 - 09/19/2017 AXA ADVISORS, LLC (CRD#:6627) MILWAUKEE, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.