Individual Firm
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JOSEPH BRUSH
JOSEPH DANIEL BRUSH
CRD#: 6481844
IA
B
EQUITABLE ADVISORS, LLCCRD#: 6627 395 NORTH SERVICE ROAD
SUITE 206
MELVILLE, NY 11747
SUITE 206
MELVILLE, NY 11747
0
Disclosures
9
Years of Experience
View By:
State Registrations
B
California 6/25/2024
B
New York 7/6/2023
IA
California 6/25/2024
IA
New York 1/3/2024
B
Florida 6/25/2024
B
South Carolina 1/23/2024
IA
Florida 6/26/2024
IA
South Carolina 1/23/2024
B
New Jersey 7/7/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 1/3/2024
B
Registered with this firm since 7/6/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/06/2023 - 10/05/2023 | Uniondale, NY | |
IA | 06/07/2021 - 07/18/2023 | Uniondale, NY | |
B | 05/18/2015 - 07/18/2023 | Uniondale, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.