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CAROLINE FARAINO HANZLIK
CAROLINE NADINE FARAINO, CAROLINE FARAINO
CRD#: 6481395
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3200 CHERRY CREEK S DR STE 100
DENVER, CO 80209
Registration History
201520162017201820192020202120222023202420252 FIRMS2015 - Present (9 years)
License(s)

State Registrations

B
Alabama 4/1/2022

B
Nebraska 8/5/2015

B
Arizona 8/5/2015

B
Nevada 8/5/2015

B
California 8/5/2015

B
New Jersey 8/5/2015

B
Colorado 6/17/2015

B
New Mexico 8/5/2015

IA
Colorado 7/15/2015

B
New York 8/5/2015

B
Connecticut 8/5/2015

B
North Carolina 8/5/2015

B
Florida 8/5/2015

B
Ohio 8/6/2015

B
Georgia 8/5/2015

B
Oklahoma 10/2/2024

B
Hawaii 4/8/2022

B
Oregon 8/5/2015

B
Idaho 4/1/2022

B
Puerto Rico 2/13/2024

B
Illinois 8/5/2015

B
Rhode Island 4/1/2022

B
Iowa 8/5/2015

B
South Carolina 8/5/2015

B
Kansas 8/5/2015

B
South Dakota 4/23/2022

B
Louisiana 4/1/2022

B
Tennessee 8/5/2015

B
Maine 4/1/2022

B
Texas 8/5/2015

B
Maryland 4/1/2022

IA
Texas 7/25/2018

B
Massachusetts 8/5/2015

B
Utah 8/5/2015

B
Michigan 8/5/2015

B
Virginia 2/2/2024

B
Minnesota 8/5/2015

B
Washington 8/5/2015

B
Mississippi 8/5/2015

B
Wisconsin 8/5/2015

B
Missouri 7/15/2015

B
Wyoming 4/1/2022

B
Montana 11/15/2021

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3200 CHERRY CREEK S DR STE 100, DENVER, CO 80209
Denver, CO
Registered with this firm since 7/15/2015

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3200 CHERRY CREEK S DR STE 100, DENVER, CO 80209
Denver, CO
Registered with this firm since 6/17/2015

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.