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Detailed Report
DERRICK RAY HAYES
DERRICK RAY ACKERMAN
CRD#: 6481328
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 4401 SHALLOWFORD RD, STE 190
ROSWELL, GA 30075
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2016 - Present (8 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2015 - 2016 (<1 year)BSECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2015 - 2015 (<1 year)
License(s)

State Registrations

B
Alabama 10/19/2021
B
Montana 3/13/2017
B
Arizona 1/27/2017
B
Nevada 2/7/2017
B
Arkansas 1/27/2017
B
New Hampshire 2/24/2017
B
California 1/27/2017
B
New Jersey 12/14/2016
B
Colorado 2/23/2017
IA
New Jersey 12/14/2016
B
Connecticut 12/12/2016
B
New Mexico 1/30/2017
B
Delaware 2/15/2017
B
New York 12/13/2016
B
District of Columbia 1/30/2017
B
North Carolina 1/30/2017
B
Florida 1/13/2017
B
Ohio 1/27/2017
B
Georgia 1/30/2017
B
Pennsylvania 1/30/2017
IA
Georgia 10/8/2020
B
Rhode Island 1/27/2017
B
Illinois 1/12/2017
B
South Carolina 2/1/2017
B
Kentucky 1/30/2017
B
Tennessee 1/30/2017
B
Louisiana 1/27/2017
B
Texas 1/28/2017
B
Maine 1/30/2017
IA
Texas 2/3/2017
B
Maryland 1/30/2017
B
Utah 1/30/2017
B
Massachusetts 5/12/2017
B
Vermont 1/30/2017
B
Michigan 1/31/2017
B
Virginia 1/30/2017
B
Minnesota 3/19/2020
IA
Virginia 3/14/2022
B
Mississippi 9/17/2021
B
Washington 1/30/2017
B
Missouri 4/23/2018
B
Wyoming 7/23/2018

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
4401 SHALLOWFORD RD, STE 190, ROSWELL, GA 30075
3615 SANDY PLAINS RD, MARIETTA, GA 30066
Registered with this firm since 12/14/2016
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
4401 SHALLOWFORD RD, STE 190, ROSWELL, GA 30075
3615 SANDY PLAINS RD, MARIETTA, GA 30066
Registered with this firm since 12/12/2016
Previous Registration(s)
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B
 12/01/2015 - 08/18/2016 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MELVILLE, NY
B
 07/01/2015 - 10/19/2015 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.