• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Ricot Chancy
RICOT CHANCY Jr., RICOT CHANCY
CRD#: 6478191
IA
Investment Adviser
B
Broker
NEW YORK LIFE INVESTMENT MANAGEMENT LLCCRD#: 109591 Harrison, NJ
NYLIFE DISTRIBUTORS LLCCRD#: 35350 Harrison, NJ
Registration History
201520162017201820192020202120222023202420252 FIRMS2020 - 2020 (<1 year)2 FIRMS2020 - Present (4 years)BDALMORE GROUP LLC (CRD# 136352)2019 - 2019 (<1 year)BASCENSUS BROKER DEALER SERVICE... (CRD# 36478)2018 - 2019 (<1 year)BASCENSUS FINANCIAL SERVICES, LLC. (CRD# 147257)2017 - 2018 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2015 - 2017 (1 year)
License(s)

State Registrations

B
Alabama 1/19/2023

B
Montana 1/19/2023

B
Alaska 1/19/2023

B
Nebraska 1/4/2021

B
Arizona 1/19/2023

B
Nevada 1/19/2023

B
Arkansas 1/19/2023

B
New Hampshire 1/19/2023

B
California 1/19/2023

B
New Jersey 11/17/2020

B
Colorado 1/19/2023

IA
New Jersey 11/18/2020

B
Connecticut 8/9/2022

B
New Mexico 1/19/2023

B
Delaware 1/19/2023

B
New York 11/17/2020

B
District of Columbia 1/19/2023

B
North Carolina 1/19/2023

B
Florida 1/19/2023

B
North Dakota 1/19/2023

B
Georgia 1/19/2023

B
Ohio 1/19/2023

B
Hawaii 1/19/2023

B
Oklahoma 1/19/2023

B
Idaho 1/19/2023

B
Oregon 1/19/2023

B
Illinois 1/19/2023

B
Pennsylvania 1/19/2023

B
Indiana 1/19/2023

B
Rhode Island 1/19/2023

B
Iowa 1/4/2021

B
South Carolina 1/19/2023

B
Kansas 1/19/2023

B
South Dakota 8/9/2022

B
Kentucky 1/19/2023

B
Tennessee 1/19/2023

B
Louisiana 1/19/2023

B
Texas 1/19/2023

B
Maine 1/19/2023

B
Utah 1/19/2023

B
Maryland 1/19/2023

B
Vermont 1/19/2023

B
Massachusetts 1/19/2023

B
Virginia 1/19/2023

B
Michigan 1/19/2023

B
Washington 1/19/2023

B
Minnesota 1/19/2023

B
West Virginia 1/19/2023

B
Mississippi 1/19/2023

B
Wisconsin 1/19/2023

B
Missouri 1/19/2023

B
Wyoming 1/19/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NEW YORK LIFE INVESTMENT MANAGEMENT LLC (CRD#:109591)
Harrison, NJ
Registered with this firm since 11/18/2020

B
NYLIFE DISTRIBUTORS LLC (CRD#:35350)
Harrison, NJ
Registered with this firm since 11/17/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/02/2020 - 09/28/2020 SANTANDER SECURITIES (CRD#:41791) Florham Park, NJ
B
06/02/2020 - 09/28/2020 SANTANDER SECURITIES LLC (CRD#:41791) Florham Park, NJ
B
06/19/2019 - 09/24/2019 DALMORE GROUP LLC (CRD#:136352) WOODMERE, NY
B
10/19/2018 - 01/02/2019 ASCENSUS BROKER DEALER SERVICES, LLC (CRD#:36478) NEWTON, MA
B
09/21/2017 - 10/19/2018 ASCENSUS FINANCIAL SERVICES, LLC. (CRD#:147257) DRESHER, PA
B
09/18/2015 - 01/18/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PENNINGTON, NJ
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.