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Detailed Report
JULIAN MICHAEL ALTERI
CRD#: 6477944
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 215 Washington Street
Watertown, NY 13601
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - Present (9 years)
License(s)

State Registrations

B
Alabama 4/28/2021
B
Nevada 8/3/2015
B
Alaska 11/11/2022
B
New Hampshire 11/11/2022
B
Arizona 8/3/2015
B
New Jersey 11/11/2022
B
Arkansas 1/4/2022
B
New Mexico 8/3/2015
B
California 8/3/2015
B
New York 6/25/2015
B
Colorado 2/5/2021
IA
New York 6/16/2021
B
Connecticut 8/3/2015
B
North Carolina 8/4/2015
B
Delaware 9/24/2021
B
North Dakota 1/4/2022
B
District of Columbia 7/31/2019
B
Ohio 11/14/2022
B
Florida 8/3/2015
B
Oklahoma 11/11/2022
B
Georgia 1/4/2022
B
Oregon 11/11/2022
B
Hawaii 11/11/2022
B
Pennsylvania 8/3/2015
B
Idaho 11/11/2022
B
Puerto Rico 1/4/2022
B
Illinois 8/3/2015
B
Rhode Island 10/22/2015
B
Indiana 1/4/2022
B
South Carolina 8/3/2015
B
Iowa 11/11/2022
B
South Dakota 8/3/2015
B
Kansas 11/11/2022
B
Tennessee 8/3/2015
B
Kentucky 11/11/2022
B
Texas 8/3/2015
B
Louisiana 11/11/2022
IA
Texas 8/20/2015
B
Maine 1/4/2017
B
Utah 1/4/2022
B
Maryland 11/11/2022
B
Vermont 8/8/2016
B
Massachusetts 8/3/2015
B
Virgin Islands 12/5/2016
B
Michigan 3/24/2022
B
Virginia 8/3/2015
B
Minnesota 1/4/2022
B
Washington 8/3/2015
B
Mississippi 1/4/2022
B
West Virginia 11/11/2022
B
Missouri 11/11/2022
B
Wisconsin 1/8/2016
B
Montana 1/4/2022
B
Wyoming 11/11/2022
B
Nebraska 8/3/2015

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
215 Washington Street, Watertown, NY 13601
Watertown, NY
Registered with this firm since 6/25/2015
B
MORGAN STANLEY (CRD#:149777)
215 Washington Street, Watertown, NY 13601
Watertown, NY
Registered with this firm since 5/27/2015
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.