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ALAN PAUL JENKINS
CRD#: 6477529
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 611 WILSON AVE STE 6D
POCATELLO, ID 83201
POCATELLO, ID 83201
CETERA ADVISORS LLCCRD#: 10299 611 WILSON AVE STE 6D
POCATELLO, ID 83201
POCATELLO, ID 83201
0
Disclosures
9
Years of Experience
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State Registrations
B
Idaho 3/8/2019
B
Utah 3/8/2019
IA
Idaho 3/21/2024
SRO Registrations
B
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IA
Registered with this firm since 3/21/2024
B
Registered with this firm since 3/8/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/08/2019 - 03/21/2024 | OVERLAND PARK, KS | |
IA | 11/11/2016 - 03/01/2019 | Pocatello, ID | |
B | 11/11/2016 - 03/01/2019 | Pocatello, ID | |
IA | 09/25/2015 - 11/04/2016 | TWIN FALLS, ID | |
B | 08/07/2015 - 11/04/2016 | TWIN FALLS, ID |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.