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Detailed Report
TREVOR LEE HEYING
TREVOR HEYING
CRD#: 6477168
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 150 W University Dr, Floor 04
Tempe, AZ 85281
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - 2015 (<1 year)2 FIRMS2019 - Present (5 years)BUSAA FINANCIAL ADVISORS, INC. (CRD# 129035)2015 - 2019 (3 years)IAUSAA INVESTMENT MANAGEMENT COMPANY (CRD# 5475)2018 - 2019 (1 year)IAUSAA FINANCIAL PLANNING SERVICES (CRD# 106352)2016 - 2018 (2 years)
License(s)

State Registrations

B
Alabama 1/5/2022
B
Nebraska 1/5/2022
B
Alaska 1/5/2022
B
Nevada 1/5/2022
B
Arizona 12/2/2019
B
New Hampshire 1/5/2022
IA
Arizona 12/4/2019
B
New Jersey 1/5/2022
B
Arkansas 1/5/2022
B
New Mexico 1/5/2022
B
California 1/5/2022
B
New York 1/5/2022
B
Colorado 1/5/2022
B
North Carolina 12/3/2019
B
Connecticut 1/5/2022
B
North Dakota 1/5/2022
B
Delaware 1/5/2022
B
Ohio 1/7/2022
B
District of Columbia 1/5/2022
B
Oklahoma 1/5/2022
B
Florida 1/5/2022
B
Oregon 1/5/2022
B
Georgia 1/5/2022
B
Pennsylvania 1/5/2022
B
Hawaii 1/5/2022
B
Puerto Rico 1/5/2022
B
Idaho 1/5/2022
B
Rhode Island 1/5/2022
B
Illinois 1/5/2022
B
South Carolina 1/5/2022
B
Indiana 1/5/2022
B
South Dakota 1/5/2022
B
Iowa 1/5/2022
B
Tennessee 1/5/2022
B
Kansas 1/5/2022
B
Texas 12/3/2019
B
Kentucky 1/5/2022
IA
Texas 12/3/2019
B
Louisiana 1/5/2022
B
Utah 1/5/2022
B
Maine 1/5/2022
B
Vermont 1/5/2022
B
Maryland 1/5/2022
B
Virgin Islands 1/5/2022
B
Massachusetts 1/5/2022
B
Virginia 1/5/2022
B
Michigan 1/5/2022
B
Washington 1/5/2022
B
Minnesota 1/5/2022
B
West Virginia 1/5/2022
B
Mississippi 1/5/2022
B
Wisconsin 1/5/2022
B
Missouri 1/5/2022
B
Wyoming 1/5/2022
B
Montana 1/5/2022

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
150 W University Dr, Floor 04, Tempe, AZ 85281
Registered with this firm since 12/3/2019
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
150 W University Dr, Floor 04, Tempe, AZ 85281
Registered with this firm since 11/20/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/08/2018 - 11/04/2019 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) PHOENIX, AZ
B
 12/21/2015 - 10/31/2019 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) PHOENIX, AZ
IA
 01/05/2016 - 01/08/2018 USAA FINANCIAL PLANNING SERVICES (CRD#:106352) PHOENIX, AZ
IA
 08/28/2015 - 12/03/2015 AXA ADVISORS, LLC (CRD#:6627) SCOTTSDALE, AZ
B
 06/10/2015 - 12/03/2015 AXA ADVISORS, LLC (CRD#:6627) SCOTTSDALE, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.