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Detailed Report
David Scott Lepley
DAVE S LEPLEY, DAVID SCOTT LEPLEY, DAVID LEPLEY
CRD#: 6475480
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 Spanish Fort, AL
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - 2019 (3 years)2 FIRMS2019 - 2020 (<1 year)2 FIRMS2020 - 2021 (<1 year)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Alabama 5/14/2021
B
Montana 5/14/2021
IA
Alabama 5/14/2021
B
Nebraska 5/14/2021
B
Alaska 5/14/2021
B
Nevada 5/14/2021
B
Arizona 5/14/2021
B
New Hampshire 5/14/2021
B
Arkansas 5/14/2021
B
New Jersey 5/14/2021
B
California 5/14/2021
B
New Mexico 5/14/2021
B
Colorado 5/14/2021
B
New York 5/14/2021
B
Connecticut 5/14/2021
B
North Carolina 5/14/2021
B
Delaware 5/14/2021
B
North Dakota 5/14/2021
B
District of Columbia 5/14/2021
B
Ohio 5/14/2021
B
Florida 5/14/2021
B
Oklahoma 5/14/2021
B
Georgia 5/14/2021
B
Oregon 5/14/2021
B
Hawaii 5/14/2021
B
Pennsylvania 5/14/2021
B
Idaho 5/14/2021
B
Rhode Island 5/14/2021
B
Illinois 5/14/2021
B
South Carolina 5/14/2021
B
Indiana 5/14/2021
B
South Dakota 5/14/2021
B
Iowa 5/14/2021
B
Tennessee 5/14/2021
B
Kansas 5/14/2021
B
Texas 5/14/2021
B
Kentucky 5/14/2021
IA
Texas 5/18/2021
B
Louisiana 5/14/2021
B
Utah 5/14/2021
B
Maine 5/14/2021
B
Vermont 5/14/2021
B
Maryland 5/14/2021
B
Virginia 5/14/2021
B
Massachusetts 5/14/2021
B
Washington 5/14/2021
B
Michigan 5/14/2021
B
West Virginia 5/14/2021
B
Minnesota 5/14/2021
B
Wisconsin 5/14/2021
B
Mississippi 5/14/2021
B
Wyoming 5/14/2021
B
Missouri 5/14/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
Spanish Fort, AL
Registered with this firm since 5/14/2021
B
EDWARD JONES (CRD#:250)
Spanish Fort, AL
Registered with this firm since 5/14/2021
Previous Registration(s)
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IA
 07/08/2020 - 05/19/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MOBILE, AL
B
 07/08/2020 - 05/19/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MOBILE, AL
IA
 05/31/2019 - 04/27/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MOBILE, AL
B
 05/31/2019 - 04/27/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MOBILE, AL
IA
 06/22/2015 - 04/25/2019 EDWARD JONES (CRD#:250) SPANISH FORT, AL
B
 06/02/2015 - 04/25/2019 EDWARD JONES (CRD#:250) SPANISH FORT, AL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.