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KEVIN PATRICK MAYER
KEVIN MAYER
CRD#: 6475388
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3 BETTER WORLD CIR
TEMECULA, CA 92590
TEMECULA, CA 92590
0
Disclosures
9
Years of Experience
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State Registrations
B
Arizona 1/9/2020
B
North Carolina 1/11/2019
B
California 3/22/2016
B
Ohio 6/23/2017
IA
California 3/22/2016
B
Oklahoma 11/18/2021
B
Florida 7/11/2016
B
Oregon 1/9/2020
B
Idaho 11/19/2019
B
Texas 7/11/2016
B
Michigan 4/17/2024
IA
Texas 7/15/2016
B
Missouri 4/8/2019
B
Washington 1/28/2019
B
Nevada 7/11/2016
B
Wisconsin 9/8/2021
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 3/22/2016
B
Registered with this firm since 3/22/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/09/2016 - 03/07/2016 | GLENDALE, CA | |
B | 10/16/2015 - 03/07/2016 | GLENDALE, CA |
GLENDALE, CA
10/16/2015 - 03/07/2016
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.