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Detailed Report
Kenneth WAYNE Long
CRD#: 6473585
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 12 East Washington St
Greenville, SC 29601-2731
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2022 - Present (3 years)BTD AMERITRADE, INC. (CRD# 7870)2018 - 2024 (5 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2015 - 2018 (3 years)IATD AMERITRADE INVESTMENT MANAG... (CRD# 111514)2018 - 2023 (4 years)IATD AMERITRADE, INC. (CRD# 7870)2018 - 2022 (3 years)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - 2018 (<1 year)IASTRATEGIC ADVISERS LLC (CRD# 104555)2016 - 2018 (2 years)
License(s)

State Registrations

B
Alabama 9/17/2024
B
New York 9/17/2024
B
California 9/17/2024
B
North Carolina 5/7/2024
B
Colorado 9/17/2024
B
Ohio 9/17/2024
B
Florida 1/26/2022
B
South Carolina 1/26/2022
B
Georgia 1/26/2022
IA
South Carolina 1/26/2022
B
Louisiana 9/17/2024
B
Texas 1/22/2024

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
12 East Washington St, Greenville, SC 29601-2731
Registered with this firm since 1/26/2022
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
12 East Washington St, Greenville, SC 29601-2731
Registered with this firm since 1/26/2022
Previous Registration(s)
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B
 11/28/2018 - 05/11/2024 TD AMERITRADE, INC. (CRD#:7870) GREENVILLE, SC
IA
 11/29/2018 - 09/07/2023 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) GREENVILLE, SC
IA
 11/29/2018 - 10/14/2022 TD AMERITRADE, INC. (CRD#:7870) GREENVILLE, SC
IA
 07/13/2018 - 11/29/2018 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) BOSTON, MA
B
 05/01/2015 - 11/16/2018 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) DURHAM, NC
IA
 05/10/2016 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) DURHAM, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.