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CHRISTOPHER HENRY LLOYD
CHRISTOPHER H LLOYD
CRD#: 6470971
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Investment Adviser
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Previous Broker
LLOYDS INTREPID WEALTH MANAGEMENTCRD#: 307839 1330 LAKE ROBBINS DR
SUITE 560
THE WOODLANDS, TX 77380
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - 2020 (5 years)IALLOYDS INTREPID WEALTH MANAGEMENT (CRD# 307839)2020 - Present (4 years)
License(s)

State Registrations

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Texas 7/8/2020

Current Registration(s)
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LLOYDS INTREPID WEALTH MANAGEMENT (CRD#:307839)
1330 LAKE ROBBINS DR SUITE 560, THE WOODLANDS, TX 77380
Registered with this firm since 7/8/2020

Previous Registration(s)
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07/13/2015 - 06/18/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) THE WOODLANDS, TX
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05/21/2015 - 06/18/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) THE WOODLANDS, TX
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.