• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
BENJAMIN ALAN KING
CRD#: 6468882
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 ONE DESTINY WAY
WESTLAKE, TX 76262
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 CASTLE ROCK, CO
Registration History
201520162017201820192020202120222023202420252026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2021 - Present (3 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2015 - Present (9 years)
License(s)

State Registrations

B
Colorado 6/10/2015

B
Texas 6/9/2015

IA
Colorado 9/12/2022

IA
Texas 5/20/2021

B
Massachusetts 6/10/2015

B
Utah 6/10/2015

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
ONE DESTINY WAY, WESTLAKE, TX 76262
Registered with this firm since 5/20/2021

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
CASTLE ROCK, CO
6501 S FIDDLER'S GREEN CIRCLE STE 300 - 600, GREENWOOD VILLAGE, CO 80111-4932
Registered with this firm since 5/1/2015

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.