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Detailed Report
DIEGO T GONZALEZ
DIEGO TEJEDA GONZALEZ, DIEGO GONZALEZ
CRD#: 6467257
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 350 W COLORADO BLVD
1ST FL
PASADENA, CA 91105
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2021 - 2023 (1 year)2 FIRMS2023 - Present (1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2018 - 2021 (3 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2015 - 2018 (2 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2020 - 2021 (1 year)
License(s)

State Registrations

B
California 6/20/2023
B
Florida 1/13/2025
IA
California 6/21/2023

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
350 W COLORADO BLVD 1ST FL, PASADENA, CA 91105
Registered with this firm since 6/21/2023
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
350 W COLORADO BLVD 1ST FL, PASADENA, CA 91105
Registered with this firm since 6/20/2023
Previous Registration(s)
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IA
 10/08/2021 - 06/28/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PASADENA, CA
B
 10/07/2021 - 06/28/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PASADENA, CA
IA
 08/06/2020 - 10/11/2021 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) Los Angeles, CA
B
 09/17/2018 - 10/11/2021 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) Los Angeles, CA
B
 08/01/2015 - 07/17/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LOS ANGELES, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.