Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
MAGDALENA MARIA LESMANA
MAGDALENA WOZNICA
CRD#: 6467118
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 301 North Lake Avenue
Suite 1150
Pasadena, CA 91101
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - 2017 (1 year)2 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Arizona 10/31/2017
B
Nevada 10/31/2017
B
California 5/10/2017
B
New Jersey 8/5/2020
IA
California 5/10/2017
B
New York 10/31/2017
B
Colorado 6/24/2022
B
North Carolina 2/24/2020
B
Connecticut 11/29/2018
B
Oregon 10/31/2017
B
District of Columbia 10/28/2020
B
Pennsylvania 10/22/2020
B
Florida 11/15/2019
B
Rhode Island 4/12/2022
B
Georgia 12/13/2019
B
South Dakota 11/4/2021
B
Idaho 11/15/2019
B
Texas 10/31/2017
B
Illinois 10/31/2017
B
Utah 1/16/2018
B
Indiana 10/31/2017
B
Vermont 2/23/2022
B
Kentucky 10/31/2017
B
Virginia 11/15/2019
B
Maryland 11/3/2020
B
Washington 10/31/2017
B
Massachusetts 9/5/2023
B
Wisconsin 6/22/2022
B
Michigan 10/31/2017
B
Wyoming 11/15/2019
B
Montana 10/31/2017

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
301 North Lake Avenue Suite 1150, Pasadena, CA 91101
Valencia, CA
Registered with this firm since 5/10/2017
B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
301 North Lake Avenue Suite 1150, Pasadena, CA 91101
Valencia, CA
Registered with this firm since 5/10/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/30/2015 - 05/10/2017 D.A. DAVIDSON & CO. (CRD#:199) LOS ANGELES, CA
B
 07/27/2015 - 05/10/2017 D.A. DAVIDSON & CO. (CRD#:199) LOS ANGELES, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.