Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
JUSTIN J BOXLEITER
JUSTIN JOHN BOXLEITER, Justin J Boxleiter
CRD#: 6466965
IA
Investment Adviser
B
Previous Broker
EDELMAN FINANCIAL ENGINESCRD#: 104510 DUBUQUE, IA
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2021 - 2023 (2 years)IAEDELMAN FINANCIAL ENGINES (CRD# 104510)2023 - Present (1 year)BPRUDENTIAL INVESTMENT MANAGEME... (CRD# 18353)2018 - 2021 (2 years)BLPL FINANCIAL LLC (CRD# 6413)2016 - 2018 (2 years)BPRUDENTIAL INVESTMENT MANAGEME... (CRD# 18353)2015 - 2016 (<1 year)IAPRUDENTIAL CUSTOMER SOLUTIONS LLC (CRD# 286153)2020 - 2020 (<1 year)
License(s)

State Registrations

IA
Iowa 11/21/2023
IA
Texas 11/27/2023
Current Registration(s)
IA
EDELMAN FINANCIAL ENGINES (CRD#:104510)
DUBUQUE, IA
Registered with this firm since 11/21/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/04/2021 - 08/31/2023 EMPOWER ADVISORY GROUP, LLC (CRD#:112058) DUBUQUE, IA
B
 06/04/2021 - 08/31/2023 EMPOWER FINANCIAL SERVICES, INC. (CRD#:13109) GREENWOOD VILLAGE, CO
B
 09/10/2018 - 05/24/2021 PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (CRD#:18353) Dubuque, IA
IA
 08/21/2020 - 11/24/2020 PRUDENTIAL CUSTOMER SOLUTIONS LLC (CRD#:286153) Dubuque, IA
B
 03/10/2016 - 03/27/2018 LPL FINANCIAL LLC (CRD#:6413) DUBUQUE, IA
B
 04/16/2015 - 02/08/2016 PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (CRD#:18353) DUBUQUE, IA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.