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Courtney J. Walls
Courtney Jenell Craig, Courtney Craig, Courtney J Walls
CRD#: 6465267
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 10000 AVALON BLVD
ALPHARETTA, GA 30009
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2018 - 2018 (<1 year)2 FIRMS2019 - 2019 (<1 year)2 FIRMS2019 - Present (5 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2015 - 2018 (3 years)
License(s)

State Registrations

B
Alabama 8/1/2019

B
Nevada 9/15/2021

B
Alaska 8/1/2019

B
New Hampshire 1/2/2023

B
Arizona 8/1/2019

B
New Jersey 8/1/2019

B
California 8/1/2019

B
New Mexico 8/1/2019

B
Colorado 8/1/2019

B
New York 8/1/2019

B
Connecticut 12/1/2020

B
North Carolina 8/1/2019

B
Delaware 10/1/2021

B
Ohio 3/2/2022

B
Florida 8/1/2019

B
Oklahoma 12/1/2020

B
Georgia 7/19/2019

B
Oregon 8/1/2019

IA
Georgia 7/22/2019

B
Pennsylvania 8/1/2019

B
Hawaii 5/1/2020

B
Puerto Rico 12/20/2022

B
Illinois 8/1/2019

B
South Carolina 8/1/2019

B
Indiana 8/1/2019

B
South Dakota 3/15/2021

B
Iowa 8/1/2019

B
Tennessee 8/1/2019

B
Kentucky 8/1/2019

B
Texas 8/1/2019

B
Louisiana 8/1/2019

IA
Texas 8/22/2019

B
Maine 8/1/2019

B
Utah 8/1/2019

B
Maryland 8/1/2019

B
Vermont 12/1/2020

B
Massachusetts 8/1/2019

B
Virgin Islands 8/1/2019

B
Michigan 9/3/2019

B
Virginia 8/1/2019

B
Minnesota 8/1/2019

B
Washington 8/1/2019

B
Mississippi 8/1/2019

B
West Virginia 11/21/2022

B
Missouri 8/1/2019

B
Wisconsin 8/17/2020

B
Montana 8/1/2019

B
Wyoming 5/1/2020

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 7/22/2019

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 7/19/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/03/2019 - 06/20/2019 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) ATLANTA, GA
B
04/02/2019 - 06/20/2019 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) ATLANTA, GA
IA
07/13/2018 - 10/30/2018 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) BOSTON, MA
B
04/27/2015 - 10/01/2018 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) ATLANTA, GA
IA
01/19/2018 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) ATLANTA, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.