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KAIZ L FREEMAN
Kaiz L Freeman, Kaiz Lamard Freeman
CRD#: 6465148
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 10019 FOREST GREEN BOULEVARD
LOUISVILLE, KY 40223
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 500 NORTH HURSTBOURNE PARKWAY
SUITE 450
LOUISVILLE, KY 40222
Registration History
201520162017201820192020202120222023202420252026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2020 - Present (4 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2019 - Present (5 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2016 - 2019 (3 years)BJEFFERSON NATIONAL SECURITIES ... (CRD# 47582)2015 - 2016 (<1 year)IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2017 - 2019 (2 years)
License(s)

State Registrations

B
Alabama 7/26/2023

B
Maryland 1/4/2023

B
Alaska 4/22/2024

B
Michigan 5/1/2023

B
California 1/18/2023

B
Minnesota 4/5/2023

B
Connecticut 6/8/2022

B
North Carolina 11/28/2022

B
Florida 11/9/2021

B
Ohio 12/10/2019

B
Georgia 1/5/2023

B
South Carolina 11/12/2021

B
Hawaii 7/18/2024

B
Tennessee 12/10/2019

B
Illinois 7/8/2022

IA
Texas 11/6/2020

B
Indiana 12/10/2019

B
Texas 8/22/2024

B
Kentucky 12/10/2019

B
Washington 11/14/2022

IA
Kentucky 4/7/2020

B
West Virginia 12/21/2022

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
10019 FOREST GREEN BOULEVARD, LOUISVILLE, KY 40223
Registered with this firm since 4/7/2020

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
500 NORTH HURSTBOURNE PARKWAY SUITE 450, LOUISVILLE, KY 40222
LOUISVILLE, KY
Registered with this firm since 12/10/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/28/2017 - 12/04/2019 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) LOUISVILLE, KY
B
04/06/2016 - 12/04/2019 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) LOUISVILLE, KY
B
04/08/2015 - 02/01/2016 JEFFERSON NATIONAL SECURITIES CORPORATION (CRD#:47582) COLUMBUS, OH
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.