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Autumn Gonzalez
A T CARVER, AUTUMN T CARVER, AUTUMN CARVER, AUTUMN T GONZALEZ, Autumn Terra Gonzalez
CRD#: 6464376
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 560 MISSION STREET
24TH FLOOR
SAN FRANCISCO, CA 94105
Registration History
201620172018201920202021202220232024202520262 FIRMS2017 - 2018 (<1 year)2 FIRMS2018 - 2022 (3 years)2 FIRMS2022 - Present (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2016 - 2017 (1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2017 - 2017 (<1 year)
License(s)

State Registrations

B
Alabama 3/21/2022

B
Nebraska 3/21/2022

B
Alaska 3/21/2022

B
Nevada 3/21/2022

B
Arizona 3/21/2022

B
New Hampshire 3/21/2022

B
Arkansas 3/21/2022

B
New Jersey 3/21/2022

B
California 3/21/2022

B
New Mexico 3/21/2022

IA
California 3/21/2022

B
New York 3/21/2022

B
Colorado 3/21/2022

B
North Carolina 3/21/2022

B
Connecticut 3/21/2022

B
North Dakota 3/21/2022

B
Delaware 3/21/2022

B
Ohio 3/24/2022

B
District of Columbia 3/21/2022

B
Oklahoma 3/21/2022

B
Florida 3/21/2022

B
Oregon 3/21/2022

B
Georgia 3/21/2022

B
Pennsylvania 3/21/2022

B
Hawaii 3/21/2022

B
Puerto Rico 3/21/2022

B
Idaho 3/21/2022

B
Rhode Island 3/21/2022

B
Illinois 3/21/2022

B
South Carolina 3/21/2022

B
Indiana 3/21/2022

B
South Dakota 3/21/2022

B
Iowa 3/21/2022

B
Tennessee 3/21/2022

B
Kansas 3/21/2022

B
Texas 3/21/2022

B
Kentucky 3/21/2022

IA
Texas 3/21/2022

B
Louisiana 3/21/2022

B
Utah 3/21/2022

B
Maine 3/21/2022

B
Vermont 3/21/2022

B
Maryland 3/21/2022

B
Virgin Islands 3/21/2022

B
Massachusetts 3/21/2022

B
Virginia 3/21/2022

B
Michigan 3/21/2022

B
Washington 3/21/2022

B
Minnesota 3/21/2022

B
West Virginia 3/21/2022

B
Mississippi 3/21/2022

B
Wisconsin 3/21/2022

B
Missouri 3/21/2022

B
Wyoming 3/21/2022

B
Montana 3/21/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
560 MISSION STREET 24TH FLOOR, SAN FRANCISCO, CA 94105
Lafayette, CA
Registered with this firm since 3/21/2022

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
560 MISSION STREET 24TH FLOOR, SAN FRANCISCO, CA 94105
Lafayette, CA
Registered with this firm since 3/21/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/08/2018 - 03/02/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WALNUT CREEK, CA
B
05/08/2018 - 03/02/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WALNUT CREEK, CA
IA
10/20/2017 - 05/07/2018 J.P. MORGAN SECURITIES LLC (CRD#:79) SAN FRANCISCO, CA
B
10/20/2017 - 05/07/2018 J.P. MORGAN SECURITIES LLC (CRD#:79) SAN FRANCISCO, CA
IA
02/16/2017 - 10/03/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WALNUT CREEK, CA
B
05/16/2016 - 10/03/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WALNUT CREEK, CA
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.