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Detailed Report
STEVEN REIAD AZER
STEVEN AZER
CRD#: 6464142
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 21323 HAWTHORNE BLVD
TORRANCE, CA 90503
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2022 - Present (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2015 - 2022 (7 years)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2022 - 2022 (<1 year)
License(s)

State Registrations

B
California 11/2/2022
IA
California 11/2/2022

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
21323 HAWTHORNE BLVD, TORRANCE, CA 90503
Registered with this firm since 11/2/2022
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
21323 HAWTHORNE BLVD, TORRANCE, CA 90503
Registered with this firm since 11/2/2022
Previous Registration(s)
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IA
 02/22/2022 - 10/08/2022 J.P. MORGAN SECURITIES LLC (CRD#:79) TORRANCE, CA
B
 04/03/2015 - 10/08/2022 J.P. MORGAN SECURITIES LLC (CRD#:79) TORRANCE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.