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Detailed Report
Jonathan Carter
JONATHAN EDWARD CARTER
CRD#: 6463575
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 3211 SHANNON ROAD
SUITE 600
DURHAM, NC 27707
Registration History
2017201820192020202120222023202420252026IAVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2019 - Present (5 years)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2017 - Present (7 years)BPFS INVESTMENTS INC. (CRD# 10111)2017 - 2017 (<1 year)
License(s)

State Registrations

B
Alaska 1/27/2023
B
South Carolina 1/18/2018
B
Georgia 8/24/2020
IA
South Carolina 10/1/2019
IA
Georgia 9/2/2020
B
Virginia 1/18/2018
B
North Carolina 12/5/2017
IA
Virginia 9/30/2019
IA
North Carolina 9/30/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
3211 SHANNON ROAD SUITE 600, DURHAM, NC 27707
Registered with this firm since 9/30/2019
B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
3211 SHANNON ROAD SUITE 600, DURHAM, NC 27707
Registered with this firm since 12/4/2017
Previous Registration(s)
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B
 08/08/2017 - 12/05/2017 PFS INVESTMENTS INC. (CRD#:10111) CHATTANOOGA, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.