Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
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Detailed Report
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2017 - 2023 (6 years)2 FIRMS2023 - 2025 (1 year)2 FIRMS2025 - Present (<1 year)BCOUNTRY CAPITAL MANAGEMENT COMPANY (CRD# 12060)2016 - 2017 (1 year)BFIRST COMMAND FINANCIAL PLANNI... (CRD# 3641)2016 - 2016 (<1 year)BFIRST COMMAND FINANCIAL PLANNI... (CRD# 3641)2015 - 2015 (<1 year)
Disclosure(s)
View By:
10/29/2024
Judgment / Lien
License(s)

State Registrations

B
Alabama 1/24/2025
IA
New Mexico 1/24/2025
B
Florida 1/24/2025
B
Texas 1/24/2025
B
Missouri 1/24/2025
IA
Texas 1/24/2025
B
New Mexico 1/24/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
WACO, TX
Registered with this firm since 1/24/2025
B
OSAIC WEALTH, INC. (CRD#:23131)
WACO, TX
Registered with this firm since 1/24/2025
Previous Registration(s)
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IA
 10/31/2023 - 01/24/2025 OSAIC FA, INC. (CRD#:3978) WACO, TX
B
 10/31/2023 - 01/24/2025 OSAIC FA, INC. (CRD#:3978) WACO, TX
IA
 06/12/2017 - 11/30/2023 FIRST COMMAND ADVISORY SERVICES (CRD#:281958) Albuquerque, NM
B
 05/31/2017 - 11/30/2023 FIRST COMMAND BROKERAGE SERVICES, INC. (CRD#:3641) ALBUQUERQUE, NM
B
 04/15/2016 - 05/04/2017 COUNTRY CAPITAL MANAGEMENT COMPANY (CRD#:12060) Osage Beach, MO
B
 01/12/2016 - 03/24/2016 FIRST COMMAND FINANCIAL PLANNING, INC. (CRD#:3641) SAINT ROBERT, MO
B
 04/15/2015 - 07/02/2015 FIRST COMMAND FINANCIAL PLANNING, INC. (CRD#:3641) SAINT ROBERT, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.