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Detailed Report
William Carron
WILL REID CARRON, William Reid Carron
CRD#: 6461187
IA
Investment Adviser
B
Broker
EMPOWER ADVISORY GROUP, LLCCRD#: 112058 8515 EAST ORCHARD RD 4T2
GREENWOOD VILLAGE, CO 80111
EMPOWER FINANCIAL SERVICES, INC.CRD#: 13109 8515 E ORCHARD ROAD
GREENWOOD VILLAGE, CO 80111
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2019 - 2020 (<1 year)2 FIRMS2021 - 2021 (<1 year)2 FIRMS2021 - Present (3 years)BOPPENHEIMERFUNDS DISTRIBUTOR, INC. (CRD# 7834)2015 - 2019 (4 years)
License(s)

State Registrations

B
Colorado 9/15/2021
B
Kansas 9/15/2021
IA
Colorado 9/15/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EMPOWER ADVISORY GROUP, LLC (CRD#:112058)
8515 EAST ORCHARD RD 4T2, GREENWOOD VILLAGE, CO 80111
Registered with this firm since 9/15/2021
B
EMPOWER FINANCIAL SERVICES, INC. (CRD#:13109)
8515 E ORCHARD ROAD, GREENWOOD VILLAGE, CO 80111
Registered with this firm since 9/15/2021
Previous Registration(s)
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IA
 02/08/2021 - 09/09/2021 CHARLES SCHWAB & CO., INC. (CRD#:5393) Lone Tree, CO
B
 02/08/2021 - 09/09/2021 CHARLES SCHWAB & CO., INC. (CRD#:5393) Lone Tree, CO
IA
 10/28/2019 - 08/19/2020 WADDELL & REED (CRD#:866) GREENWOOD VILLAGE, CO
B
 09/23/2019 - 08/19/2020 WADDELL & REED (CRD#:866) GREENWOOD VILLAGE, CO
B
 06/15/2015 - 07/18/2019 OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CRD#:7834) CENTENNIAL, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.