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Detailed Report
Karen Ann Clayton
KAREN CLAYTON, Karen Ann Caldicott
CRD#: 6461070
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 11053 GATEWOOD DR
LAKEWOOD RANCH, FL 34211
Registration History
201920202021202220232024202520262 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
Alabama 4/18/2022
B
Montana 2/5/2025
B
Alaska 10/13/2022
B
Nebraska 2/5/2025
B
Arizona 2/5/2025
B
Nevada 2/5/2025
B
Arkansas 2/5/2025
B
New Hampshire 2/5/2025
B
California 2/5/2025
B
New Jersey 2/5/2025
B
Colorado 6/2/2021
B
New Mexico 2/5/2025
B
Connecticut 2/5/2025
B
New York 6/14/2022
B
Delaware 2/5/2025
B
North Carolina 9/30/2021
B
District of Columbia 11/11/2024
B
North Dakota 2/5/2025
B
Florida 7/31/2019
B
Ohio 2/5/2025
IA
Florida 9/13/2019
B
Oklahoma 2/5/2025
B
Georgia 10/23/2020
B
Oregon 2/5/2025
B
Hawaii 2/5/2025
B
Pennsylvania 1/9/2020
B
Idaho 2/5/2025
B
Rhode Island 2/5/2025
B
Illinois 11/14/2019
B
South Carolina 12/22/2023
B
Indiana 1/3/2023
IA
South Carolina 6/11/2024
B
Iowa 2/5/2025
B
South Dakota 2/5/2025
B
Kansas 2/5/2025
B
Tennessee 12/1/2021
B
Kentucky 2/5/2025
B
Texas 2/5/2025
B
Louisiana 2/5/2025
IA
Texas 2/6/2025
B
Maine 2/5/2025
B
Utah 2/5/2025
B
Maryland 2/5/2025
B
Vermont 2/5/2025
B
Massachusetts 10/19/2022
B
Virgin Islands 2/5/2025
B
Michigan 10/12/2023
B
Virginia 1/12/2022
B
Minnesota 1/15/2025
B
Washington 10/23/2020
B
Mississippi 2/5/2025
B
West Virginia 2/5/2025
B
Missouri 1/24/2025
B
Wisconsin 2/5/2025
IA
Missouri 1/24/2025
B
Wyoming 2/5/2025

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
11053 GATEWOOD DR, LAKEWOOD RANCH, FL 34211
LAKEWOOD RANCH, SC
Registered with this firm since 9/13/2019
B
EDWARD JONES (CRD#:250)
11053 GATEWOOD DR, LAKEWOOD RANCH, FL 34211
LAKEWOOD RANCH, SC
Registered with this firm since 6/7/2019
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.