• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Jessica Roque Berg
JESSICA BERG, JESSICA ALEXANDRA ROQUE, JESSICA ROQUE, Jessica Alexandra Roque
CRD#: 6459039
IA
Investment Adviser
B
Broker
THRIVENT INVESTMENT MANAGEMENT INC.CRD#: 18387 4330 Golf Terrace
Eau Claire, WI 54701
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2016 - 2018 (1 year)2 FIRMS2018 - 2019 (1 year)2 FIRMS2020 - Present (4 years)BALLIANZ LIFE FINANCIAL SERVICE... (CRD# 612)2015 - 2016 (<1 year)
License(s)

State Registrations

B
Arizona 7/27/2023

B
Missouri 6/25/2024

B
Michigan 7/11/2023

B
Wisconsin 4/1/2020

B
Minnesota 4/17/2020

IA
Wisconsin 4/1/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
4330 Golf Terrace, Eau Claire, WI 54701
705 BAY ST, CHIPPEWA FALLS, WI 54729
Registered with this firm since 4/1/2020

B
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
4330 Golf Terrace, Eau Claire, WI 54701
705 BAY ST, CHIPPEWA FALLS, WI 54729
Registered with this firm since 4/1/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/14/2018 - 06/03/2019 LPL FINANCIAL LLC (CRD#:6413) EAU CLAIRE, WI
B
02/14/2018 - 06/03/2019 LPL FINANCIAL LLC (CRD#:6413) EAU CLAIRE, WI
IA
05/27/2016 - 02/14/2018 INVEST FINANCIAL CORPORATION (CRD#:12984) EAU CLAIRE, WI
B
04/06/2016 - 02/14/2018 INVEST FINANCIAL CORPORATION (CRD#:12984) EAU CLAIRE, WI
B
04/21/2015 - 03/08/2016 ALLIANZ LIFE FINANCIAL SERVICES, LLC (CRD#:612) GOLDEN VALLEY, MN
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.