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MICHAEL STEVEN COWLEY
CRD#: 6458435
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 480 W NAPA ST
SONOMA, CA 95476
Registration History
201520162017201820192020202120222023202420252026IAWELLS FARGO ADVISORS (CRD# 19616)2020 - Present (4 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2016 - Present (8 years)BALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272)2015 - 2016 (1 year)
License(s)

State Registrations

B
California 8/24/2016

B
Texas 6/18/2021

IA
California 11/3/2020

IA
Texas 6/18/2021

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
480 W NAPA ST, SONOMA, CA 95476
Registered with this firm since 11/3/2020

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
480 W NAPA ST, SONOMA, CA 95476
Registered with this firm since 8/24/2016

Previous Registration(s)
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B
06/26/2015 - 08/10/2016 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) VALLEJO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.