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Detailed Report
Shaun Robert Williams
SHAUN ROBERT WILLIAMS, Shaun Williams
CRD#: 6456135
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Investment Adviser
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Previous Broker
DESTINATION WEALTH MANAGEMENTCRD#: 110365 1255 TREAT BOULEVARD
SUITE 900
WALNUT CREEK, CA 94597
Registration History
201520162017201820192020202120222023202420252026IADESTINATION WEALTH MANAGEMENT (CRD# 110365)2025 - Present (<1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2015 - 2018 (3 years)IAPARKVIEW ASSET MANAGEMENT, INC. (CRD# 307977)2020 - 2022 (2 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2016 - 2018 (2 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2015 - 2016 (1 year)
License(s)

State Registrations

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California 2/10/2025
Current Registration(s)
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DESTINATION WEALTH MANAGEMENT (CRD#:110365)
1255 TREAT BOULEVARD SUITE 900, WALNUT CREEK, CA 94597
Registered with this firm since 2/10/2025
Previous Registration(s)
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 06/23/2020 - 06/20/2022 PARKVIEW ASSET MANAGEMENT, INC. (CRD#:307977) OAKBROOK TERRACE, IL
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 09/01/2016 - 09/18/2018 CHARLES SCHWAB & CO., INC. (CRD#:5393) Washington, DC
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 06/04/2015 - 09/18/2018 CHARLES SCHWAB & CO., INC. (CRD#:5393) Washington, DC
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 07/22/2015 - 08/11/2016 CHARLES SCHWAB & CO., INC. (CRD#:5393) Washington, DC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.