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ARCADIA BERJONNEAU KEANE
ARCADIA CHRISTIAN BERJONNEAU
CRD#: 6456077
IA
B
MUTUAL ADVISORS, LLCCRD#: 167658 Hermosa Beach, CA
MUTUAL SECURITIES, INC.CRD#: 13092 Hermosa Beach, CA
0
Disclosures
7
Years of Experience
View By:
State Registrations
B
California 5/3/2019
B
Illinois 6/21/2024
IA
California 5/3/2019
B
Massachusetts 11/4/2021
B
Colorado 10/13/2023
B
Oregon 5/6/2019
B
Florida 11/19/2024
B
Texas 11/4/2021
SRO Registrations
B
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B
Registered with this firm since 5/3/2019
IA
Registered with this firm since 5/3/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/25/2018 - 07/03/2019 | EL SEGUNDO, CA | |
IA | 01/29/2018 - 05/06/2019 | El Segundo, CA | |
B | 08/09/2017 - 05/06/2019 | EL SEGUNDO, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.