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MARK TOMETICH
CRD#: 6454596
IA
Investment Adviser
B
Broker
PT ASSET MANAGEMENT, LLCCRD#: 107619 500 W. MADISON STREET
SUITE 500
CHICAGO, IL 60661
ALPS DISTRIBUTORS, INC.CRD#: 16853 Marina Del Rey, CA
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2021 - 2023 (2 years)BALPS DISTRIBUTORS, INC. (CRD# 16853)2025 - Present (<1 year)IAPT ASSET MANAGEMENT, LLC (CRD# 107619)2023 - Present (1 year)BPERFORMANCE TRUST CAPITAL PART... (CRD# 36155)2023 - 2025 (1 year)BNORTHERN TRUST SECURITIES, INC. (CRD# 7927)2019 - 2021 (1 year)BDWS DISTRIBUTORS, INC. (CRD# 37306)2015 - 2019 (3 years)BINVESCO DISTRIBUTORS, INC. (CRD# 7369)2015 - 2015 (<1 year)
License(s)

State Registrations

B
Arizona 2/3/2025

IA
Illinois 10/18/2023

B
California 2/3/2025

B
Nevada 2/3/2025

B
Hawaii 2/3/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
ALPS DISTRIBUTORS, INC. (CRD#:16853)
Marina Del Rey, CA
Registered with this firm since 2/3/2025

IA
PT ASSET MANAGEMENT, LLC (CRD#:107619)
500 W. MADISON STREET SUITE 500, CHICAGO, IL 60661
Registered with this firm since 10/18/2023

Previous Registration(s)
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B
08/29/2023 - 01/31/2025 PERFORMANCE TRUST CAPITAL PARTNERS, LLC (CRD#:36155) CHICAGO, IL
IA
07/01/2021 - 08/28/2023 CHARLES SCHWAB & CO., INC. (CRD#:5393) Schaumburg, IL
B
05/28/2021 - 08/28/2023 CHARLES SCHWAB & CO., INC. (CRD#:5393) Schaumburg, IL
B
07/03/2019 - 02/04/2021 NORTHERN TRUST SECURITIES, INC. (CRD#:7927) CHICAGO, IL
B
10/21/2015 - 07/01/2019 DWS DISTRIBUTORS, INC. (CRD#:37306) CHICAGO, IL
B
06/01/2015 - 07/17/2015 INVESCO DISTRIBUTORS, INC. (CRD#:7369) DOWNERS GROVE, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.