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Detailed Report
Kyle Robert Thomas
Kyle Thomas
CRD#: 6454076
IA
Investment Adviser
B
Broker
W&S BROKERAGE SERVICES, INC.CRD#: 8099 8520 Allison Pointe Blvd
Suite 110
Indianapolis, IN 46250
Registration History
201620172018201920202021202220232024202520262 FIRMS2022 - 2024 (1 year)2 FIRMS2024 - Present (<1 year)BTHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2019 - 2021 (2 years)BMML INVESTORS SERVICES, LLC (CRD# 10409)2016 - 2018 (2 years)IAFOUR QUADRANT WEALTH ADVISORS,... (CRD# 130753)2022 - 2022 (<1 year)IAOXFORD FINANCIAL GROUP, LTD (CRD# 105303)2021 - 2022 (<1 year)IATHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2020 - 2021 (1 year)
License(s)

State Registrations

B
Indiana 11/20/2024
IA
Indiana 11/20/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
W&S BROKERAGE SERVICES, INC. (CRD#:8099)
8520 Allison Pointe Blvd Suite 110, Indianapolis, IN 46250
Registered with this firm since 11/20/2024
B
W&S BROKERAGE SERVICES, INC. (CRD#:8099)
8520 Allison Pointe Blvd Suite 110, Indianapolis, IN 46250
Registered with this firm since 11/20/2024
Previous Registration(s)
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IA
 10/18/2022 - 05/20/2024 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) Indianapolis, IN
B
 09/29/2022 - 05/20/2024 PRUCO SECURITIES, LLC. (CRD#:5685) Indianapolis, IN
IA
 03/24/2022 - 04/14/2022 FOUR QUADRANT WEALTH ADVISORS, INC. (CRD#:130753) CARMEL, IN
IA
 09/28/2021 - 01/13/2022 OXFORD FINANCIAL GROUP, LTD (CRD#:105303) CARMEL, IN
IA
 08/05/2020 - 08/25/2021 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) Carmel, IN
B
 02/04/2019 - 08/25/2021 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) Carmel, IN
B
 08/16/2016 - 12/24/2018 MML INVESTORS SERVICES, LLC (CRD#:10409) INDIANAPOLIS, IN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.