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DEVIN WRAY HANSON
DEVIN WRAY BUFFINGTON
CRD#: 6453004
IA
B
ELEVATION WEALTH PARTNERS, LLCCRD#: 123971 3562 ROUND BARN CIR
SUITE 300
SANTA ROSA, CA 95403
SUITE 300
SANTA ROSA, CA 95403
LPL FINANCIAL LLCCRD#: 6413 1127 POPE ST, STE 101
ST HELENA, CA 94574
ST HELENA, CA 94574
0
Disclosures
9
Years of Experience
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State Registrations
B
California 3/11/2016
IA
California 3/5/2025
SRO Registrations
B
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IA
Registered with this firm since 3/5/2025
B
Registered with this firm since 3/11/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/25/2022 - 02/28/2025 | ST HELENA, CA | |
B | 04/28/2022 - 02/28/2025 | PLYMOUTH, MN | |
IA | 05/17/2016 - 04/11/2022 | NAPA, CA | |
B | 07/22/2015 - 07/23/2015 | NAPA, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.