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GEORGE ANTHONY GERGES
GEORGE GERGES
CRD#: 6452448
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 159 CROCKER PARK BLVD
WESTLAKE, OH 44145
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - Present (9 years)
License(s)

State Registrations

B
Arizona 10/23/2017

B
Missouri 10/23/2017

B
Arkansas 5/5/2021

B
Montana 1/4/2021

B
California 10/23/2017

B
New Jersey 7/8/2016

B
Colorado 10/23/2017

B
New York 10/23/2017

B
Connecticut 10/23/2017

B
North Carolina 7/13/2016

B
Delaware 9/5/2024

B
Ohio 4/27/2015

B
District of Columbia 1/2/2020

IA
Ohio 4/27/2015

B
Florida 10/23/2017

B
Pennsylvania 10/23/2017

B
Georgia 9/16/2024

B
South Carolina 10/23/2017

B
Illinois 10/23/2017

B
Tennessee 10/23/2017

B
Indiana 7/30/2020

B
Texas 10/23/2017

B
Kansas 10/23/2017

IA
Texas 10/24/2017

B
Kentucky 8/5/2020

B
Utah 10/23/2017

B
Louisiana 10/17/2024

B
Virginia 10/23/2017

B
Maryland 6/22/2021

B
Washington 10/23/2017

B
Massachusetts 10/23/2017

B
West Virginia 10/23/2017

B
Michigan 10/23/2017

B
Wisconsin 11/29/2023

B
Minnesota 10/23/2017

B
Wyoming 11/8/2022

B
Mississippi 2/7/2019

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
159 CROCKER PARK BLVD, WESTLAKE, OH 44145
Registered with this firm since 4/27/2015

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
159 CROCKER PARK BLVD, WESTLAKE, OH 44145
Registered with this firm since 3/27/2015

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.