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Detailed Report
Benjamin Gerald Zarzycki
BENJAMIN ZARZYCKI, Ben Zarzycki, Benjamin G Zarzycki
CRD#: 6451892
IA
Investment Adviser
B
Broker
ESI FINANCIAL ADVISORSCRD#: 265 SARATOGA SPRINGS, NY
Registration History
201520162017201820192020202120222023202420252026IAESI FINANCIAL ADVISORS (CRD# 265)2022 - Present (2 years)BEQUITY SERVICES, INC. (CRD# 265)2021 - Present (4 years)BCABOT LODGE SECURITIES LLC (CRD# 159712)2019 - 2021 (1 year)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2016 - 2021 (4 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2015 - 2016 (<1 year)IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2016 - 2016 (<1 year)
License(s)

State Registrations

B
New York 3/30/2021
IA
New York 7/27/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ESI FINANCIAL ADVISORS (CRD#:265)
SARATOGA SPRINGS, NY
Registered with this firm since 7/27/2022
B
EQUITY SERVICES, INC. (CRD#:265)
SARATOGA SPRINGS, NY
Registered with this firm since 3/30/2021
Previous Registration(s)
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B
 06/06/2019 - 04/08/2021 CABOT LODGE SECURITIES LLC (CRD#:159712) NEW YORK, NY
B
 07/06/2016 - 03/16/2021 PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747) ALBANY, NY
IA
 03/21/2016 - 07/07/2016 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) ALBANY, NY
B
 12/08/2015 - 07/07/2016 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) ALBANY, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.