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Detailed Report
ALAN CHARLES SCHAUER
CRD#: 6451237
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Investment Adviser
OSAIC WEALTH, INC.CRD#: 23131 Cimarron Professional Park
142 Cimarron Park Loop, Suite F
Buda, TX 78610
Registration History
201520162017201820192020202120222023202420252026IAOSAIC WEALTH, INC. (CRD# 23131)2024 - Present (<1 year)IATRIAD ADVISORS, LLC (CRD# 25803)2015 - 2024 (9 years)
License(s)

State Registrations

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Oklahoma 8/23/2024
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Texas 8/23/2024
Current Registration(s)
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OSAIC WEALTH, INC. (CRD#:23131)
Cimarron Professional Park 142 Cimarron Park Loop, Suite F, Buda, TX 78610
Registered with this firm since 8/23/2024
Previous Registration(s)
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 02/12/2015 - 08/23/2024 TRIAD ADVISORS, LLC (CRD#:25803) Buda, TX
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.