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Detailed Report
MICHAEL POLK GAINOR
Michael POLK Gainor, Michael Gainor
CRD#: 6450385
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2946 CHAIN BRIDGE RD
STE A
OAKTON, VA 22124
Registration History
201620172018201920202021202220232024202520262 FIRMS2021 - 2022 (1 year)2 FIRMS2023 - 2023 (<1 year)2 FIRMS2023 - Present (1 year)BT. ROWE PRICE INVESTMENT SERVI... (CRD# 8348)2016 - 2021 (4 years)IAT. ROWE PRICE ADVISORY SERVICE... (CRD# 108958)2017 - 2021 (3 years)
License(s)

State Registrations

B
California 9/22/2023
B
Mississippi 2/19/2025
B
Colorado 11/27/2024
B
New Jersey 8/3/2023
B
District of Columbia 8/3/2023
B
New York 8/3/2023
B
Florida 8/3/2023
B
Pennsylvania 8/3/2023
B
Illinois 7/3/2024
B
Virginia 8/3/2023
B
Maryland 8/3/2023
IA
Virginia 8/3/2023
IA
Maryland 6/27/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2946 CHAIN BRIDGE RD STE A, OAKTON, VA 22124
7030 OLD KEENE MILL RD, SPRINGFIELD, VA 22150
Registered with this firm since 8/3/2023
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2946 CHAIN BRIDGE RD STE A, OAKTON, VA 22124
7030 OLD KEENE MILL RD, SPRINGFIELD, VA 22150
Registered with this firm since 8/3/2023
Previous Registration(s)
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IA
 01/12/2023 - 07/31/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BETHESDA, MD
B
 01/12/2023 - 07/31/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BETHESDA, MD
IA
 06/22/2021 - 09/14/2022 CHARLES SCHWAB & CO., INC. (CRD#:5393) Tysons Corner, VA
B
 06/22/2021 - 09/14/2022 CHARLES SCHWAB & CO., INC. (CRD#:5393) Tysons Corner, VA
IA
 08/17/2017 - 05/10/2021 T. ROWE PRICE ADVISORY SERVICES, INC. (CRD#:108958) Owings Mills, MD
B
 08/30/2016 - 05/10/2021 T. ROWE PRICE INVESTMENT SERVICES, INC. (CRD#:8348) OWINGS MILLS, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.