• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
FORD MCNEILL STOKES
CRD#: 6449693
IA
Investment Adviser
BROOKSTONE CAPITAL MANAGEMENT LLCCRD#: 141413 6 Concourse Pkwy
Suite 2910
Atlanta, GA 30328
Registration History
2017201820192020202120222023202420252026IABROOKSTONE CAPITAL MANAGEMENT LLC (CRD# 141413)2019 - Present (5 years)IAFOUNDATIONS INVESTMENT ADVISOR... (CRD# 175083)2018 - 2019 (1 year)IARETIREMENT WEALTH ADVISORS, INC. (CRD# 137658)2017 - 2018 (1 year)
License(s)

State Registrations

IA
Florida 12/23/2019

IA
North Carolina 12/1/2020

IA
Georgia 12/5/2019

IA
South Carolina 12/1/2020

Current Registration(s)
IA
BROOKSTONE CAPITAL MANAGEMENT LLC (CRD#:141413)
6 Concourse Pkwy Suite 2910, Atlanta, GA 30328
439 PORTSMOUTH BAY AVENUE, PONTE VEDRA, FL 32081
Registered with this firm since 12/5/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/30/2018 - 12/12/2019 FOUNDATIONS INVESTMENT ADVISORS LLC (CRD#:175083) ATLANTA, GA
IA
01/09/2017 - 03/23/2018 RETIREMENT WEALTH ADVISORS, INC. (CRD#:137658) THE VILLAGES, FL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.