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AUSTIN ARATA
CRD#: 6448739
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 24580 Crenshaw Blvd
Torrance, CA 90505-5306
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - 2024 (9 years)2 FIRMS2024 - Present (<1 year)BKINECTA FINANCIAL & INSURANCE ... (CRD# 136597)2015 - Present (9 years)
Disclosure(s)
View By:
3/11/2024
Customer Dispute
Pending
License(s)

State Registrations

B
Arizona 12/5/2024

B
New York 10/24/2024

B
California 7/10/2015

B
Oregon 10/31/2024

IA
California 10/22/2024

B
South Carolina 11/13/2024

B
Colorado 11/26/2024

B
Tennessee 10/25/2024

B
Florida 10/22/2024

B
Texas 10/21/2024

B
Idaho 10/22/2024

IA
Texas 10/21/2024

B
Kansas 10/28/2024

B
Utah 11/13/2024

B
Minnesota 11/26/2024

B
Virginia 11/13/2024

B
Nevada 10/28/2024

B
Washington 10/28/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
24580 Crenshaw Blvd, Torrance, CA 90505-5306
Long Beach, CA
Registered with this firm since 10/21/2024

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
24580 Crenshaw Blvd, Torrance, CA 90505-5306
Long Beach, CA
Registered with this firm since 10/21/2024

B
KINECTA FINANCIAL & INSURANCE SERVICES (CRD#:136597)
24329 CRENSHAW BLVD. SUITE F, TORRANCE, CA 90505
Registered with this firm since 7/10/2015

Previous Registration(s)
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IA
05/06/2015 - 10/28/2024 LPL FINANCIAL LLC (CRD#:6413) TORRANCE, CA
B
03/30/2015 - 10/28/2024 LPL FINANCIAL LLC (CRD#:6413) TORRANCE, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.