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SHAWN THOMAS SMITH
CRD#: 6448252
IA
Investment Adviser
B
Broker
THRIVENT INVESTMENT MANAGEMENT INC.CRD#: 18387 2301 RIVERSIDE DR
GREEN BAY, WI 54301
Registration History
201520162017201820192020202120222023202420252026IATHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2021 - Present (3 years)BTHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2015 - Present (9 years)
License(s)

State Registrations

B
Arizona 8/8/2017

B
Pennsylvania 8/25/2020

B
Florida 9/14/2021

B
Wisconsin 4/6/2015

B
Michigan 7/25/2016

IA
Wisconsin 10/13/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
2301 RIVERSIDE DR, GREEN BAY, WI 54301
Registered with this firm since 10/13/2021

B
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
2301 RIVERSIDE DR, GREEN BAY, WI 54301
Registered with this firm since 3/20/2015

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.