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Schanice Lanae' Staples
SCHANICE LANAE STAPLES, SCHANICE LANAE' STAPLES, Schanice Staples
CRD#: 6447691
IA
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 10655 NE 4th St, Ste 900
BELLEVUE, WA 98004
BELLEVUE, WA 98004
0
Disclosures
9
Years of Experience
View By:
State Registrations
B
California 3/16/2022
B
North Carolina 9/2/2022
B
District of Columbia 10/15/2022
B
Texas 3/26/2025
B
Georgia 11/20/2023
B
Virginia 10/11/2021
B
Maryland 10/11/2021
B
Washington 9/13/2021
B
Montana 3/8/2024
IA
Washington 9/14/2021
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 9/14/2021
B
Registered with this firm since 9/13/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/19/2020 - 08/05/2021 | RENTON, WA | |
B | 06/20/2019 - 08/05/2021 | RENTON, WA | |
B | 04/14/2015 - 06/24/2019 | RENTON, WA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.