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Detailed Report
KING CHUN HUNG
CRD#: 6446759
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Investment Adviser
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Previous Broker
SEPIO CAPITAL, LPCRD#: 285645 2795 E Cottonwood Pkwy.
Suite 600
Salt Lake City, UT 84121
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - 2016 (<1 year)IASEPIO CAPITAL, LP (CRD# 285645)2020 - Present (4 years)
License(s)

State Registrations

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California 8/7/2020
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Utah 7/27/2021
Current Registration(s)
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SEPIO CAPITAL, LP (CRD#:285645)
2795 E Cottonwood Pkwy. Suite 600, Salt Lake City, UT 84121
Registered with this firm since 8/7/2020
Previous Registration(s)
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 12/28/2015 - 01/12/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN FRANCISCO, CA
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 09/21/2015 - 01/12/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN FRANCISCO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.