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Mayra Lopez Venegas
Mayra L Venegas, Mayra Venegas
CRD#: 6446595
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 3011 TOWNSGATE ROAD
SUITE 300
WESTLAKE VILLAGE, CA 91361
Registration History
2018201920202021202220232024202520262 FIRMS2020 - 2022 (2 years)2 FIRMS2022 - Present (2 years)BMORGAN STANLEY (CRD# 149777)2018 - 2020 (1 year)IAMORGAN STANLEY (CRD# 149777)2019 - 2020 (<1 year)
License(s)

State Registrations

B
Alabama 10/12/2022

B
Mississippi 10/12/2022

B
Arizona 10/12/2022

B
Montana 10/12/2022

B
California 10/12/2022

B
Nevada 10/12/2022

IA
California 10/12/2022

B
New Jersey 10/12/2022

B
Colorado 10/12/2022

B
New York 10/12/2022

B
Connecticut 10/12/2022

B
North Carolina 10/12/2022

B
Delaware 10/12/2022

B
Ohio 10/12/2022

B
District of Columbia 10/12/2022

B
Oklahoma 10/12/2022

B
Florida 10/12/2022

B
Oregon 10/12/2022

B
Georgia 10/12/2022

B
Pennsylvania 10/12/2022

B
Hawaii 10/12/2022

B
Rhode Island 10/12/2022

B
Idaho 10/12/2022

B
South Carolina 10/12/2022

B
Illinois 10/12/2022

B
South Dakota 10/12/2022

B
Kansas 10/12/2022

B
Tennessee 10/12/2022

B
Kentucky 10/12/2022

B
Texas 10/12/2022

B
Maine 10/12/2022

IA
Texas 10/12/2022

B
Maryland 10/12/2022

B
Utah 10/12/2022

B
Massachusetts 10/12/2022

B
Virginia 10/12/2022

B
Michigan 10/12/2022

B
Washington 10/12/2022

B
Minnesota 10/12/2022

B
West Virginia 10/12/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3011 TOWNSGATE ROAD SUITE 300, WESTLAKE VILLAGE, CA 91361
Registered with this firm since 10/12/2022

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3011 TOWNSGATE ROAD SUITE 300, WESTLAKE VILLAGE, CA 91361
Registered with this firm since 10/12/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/31/2020 - 09/20/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WESTLAKE VILLAGE, CA
B
03/31/2020 - 09/20/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WESTLAKE VILLAGE, CA
IA
11/18/2019 - 03/09/2020 MORGAN STANLEY (CRD#:149777) WOODLAND HILLS, CA
B
07/05/2018 - 03/09/2020 MORGAN STANLEY (CRD#:149777) WOODLAND HILLS, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.