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MIGUEL ANGEL MARTINEZ
CRD#: 6446536
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 5775 N SAM HOUSTON PKWY W
HOUSTON, TX 77086
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2023 - Present (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2015 - 2023 (7 years)
Disclosure(s)
View By:
6/7/2022
Financial
Final
License(s)

State Registrations

B
Arkansas 5/16/2023

B
New Mexico 5/10/2023

B
Colorado 5/10/2023

B
Oklahoma 5/10/2023

B
Florida 5/10/2023

B
Texas 3/13/2023

B
Louisiana 5/16/2023

IA
Texas 4/25/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
5775 N SAM HOUSTON PKWY W, HOUSTON, TX 77086
Registered with this firm since 4/25/2023

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
5775 N SAM HOUSTON PKWY W, HOUSTON, TX 77086
Registered with this firm since 3/13/2023

Previous Registration(s)
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B
03/20/2015 - 01/03/2023 J.P. MORGAN SECURITIES LLC (CRD#:79) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.