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Detailed Report
James Milani
JAMES ATOS MILANI, JAMES MILANI
CRD#: 6445673
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 615 GRAND BOULEVARD
DEER PARK, NY 11729
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2017 - Present (7 years)BHSBC SECURITIES (USA) INC. (CRD# 19585)2015 - 2017 (2 years)IAHSBC SECURITIES (USA) INC. (CRD# 19585)2017 - 2017 (<1 year)
License(s)

State Registrations

B
Arizona 4/10/2023
B
New Jersey 8/17/2017
B
California 5/22/2019
IA
New Jersey 8/18/2017
B
Colorado 3/31/2020
B
New York 8/17/2017
B
Connecticut 8/17/2017
IA
New York 5/3/2021
B
Delaware 6/13/2022
B
North Carolina 4/23/2018
B
Florida 12/12/2018
B
Pennsylvania 3/6/2018
B
Georgia 11/19/2020
B
Rhode Island 2/29/2024
B
Illinois 1/28/2025
B
Tennessee 4/11/2024
B
Maine 9/15/2021
B
Texas 11/13/2020
B
Maryland 8/30/2018
IA
Texas 11/14/2020
B
New Hampshire 1/10/2023
B
Virginia 7/29/2022

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
615 GRAND BOULEVARD, DEER PARK, NY 11729
Registered with this firm since 8/18/2017
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
615 GRAND BOULEVARD, DEER PARK, NY 11729
Registered with this firm since 8/17/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/22/2017 - 08/11/2017 HSBC SECURITIES (USA) INC. (CRD#:19585) BOHEMIA, NY
B
 02/13/2015 - 08/11/2017 HSBC SECURITIES (USA) INC. (CRD#:19585) BOHEMIA, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.