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Detailed Report
Benjamin E Rapanos
Ben Rapanos, Benjamin Edward Rapanos, Benjamin Rapanos
CRD#: 6444733
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 2205 Trautner Dr Ste 201
Saginaw, MI 48604
Registration History
201920202021202220232024202520262 FIRMS2019 - 2019 (<1 year)2 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
Florida 3/2/2021
IA
Michigan 9/12/2019
B
Michigan 9/12/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
2205 Trautner Dr Ste 201, Saginaw, MI 48604
Midland, MI
Registered with this firm since 9/12/2019
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
2205 Trautner Dr Ste 201, Saginaw, MI 48604
Midland, MI
Registered with this firm since 9/12/2019
Previous Registration(s)
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IA
 07/01/2019 - 09/04/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAGINAW, MI
B
 05/29/2019 - 09/04/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAGINAW, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.