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Detailed Report
Matthew Joseph Ure
Matt Ure
CRD#: 6444268
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Investment Adviser
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Previous Broker
AE WEALTH MANAGEMENT, LLCCRD#: 282580 19115 FM 2252 suite 10
Ste 10
Garden Ridge, TX 78266
Registration History
201520162017201820192020202120222023202420252026IAAE WEALTH MANAGEMENT, LLC (CRD# 282580)2022 - Present (2 years)BFSC SECURITIES CORPORATION (CRD# 7461)2015 - 2016 (<1 year)IAANTHONY CAPITAL, LLC (CRD# 152504)2022 - 2022 (<1 year)IAANTHONY CAPITAL, LLC (CRD# 152504)2020 - 2021 (1 year)IAANTHONY CAPITAL, LLC (CRD# 152504)2016 - 2019 (3 years)
License(s)

State Registrations

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Texas 5/31/2022
Current Registration(s)
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AE WEALTH MANAGEMENT, LLC (CRD#:282580)
19115 FM 2252 suite 10 Ste 10, Garden Ridge, TX 78266
Registered with this firm since 5/31/2022
Previous Registration(s)
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 02/25/2022 - 12/31/2022 ANTHONY CAPITAL, LLC (CRD#:152504) BROOMFIELD, CO
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 01/14/2020 - 12/31/2021 ANTHONY CAPITAL, LLC (CRD#:152504) BROOMFIELD, CO
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 05/20/2016 - 12/31/2019 ANTHONY CAPITAL, LLC (CRD#:152504) GARDEN RIDGE, TX
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 03/03/2015 - 01/27/2016 FSC SECURITIES CORPORATION (CRD#:7461) SAN ANTONIO, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.