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Detailed Report
SPENCER DEAN SCHWARTING
CRD#: 6444213
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Investment Adviser
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Previous Broker
CORNERSTONE FINANCIAL GROUP,LLCCRD#: 129246 11225 DAVENPORT STREET,
SUITE 102
OMAHA, NE 68154
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - 2015 (<1 year)IACORNERSTONE FINANCIAL GROUP,LLC (CRD# 129246)2018 - Present (6 years)IACALLAHAN FINANCIAL PLANNING CO... (CRD# 153050)2015 - 2018 (2 years)
License(s)

State Registrations

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California 11/8/2024
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Nebraska 7/9/2018
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Colorado 2/11/2025
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Texas 5/23/2024
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Iowa 3/13/2024
Current Registration(s)
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CORNERSTONE FINANCIAL GROUP,LLC (CRD#:129246)
11225 DAVENPORT STREET, SUITE 102, OMAHA, NE 68154
Registered with this firm since 7/9/2018
Previous Registration(s)
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 10/13/2015 - 02/27/2018 CALLAHAN FINANCIAL PLANNING COMPANY (CRD#:153050) OMAHA, NE
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 07/13/2015 - 09/21/2015 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) OMAHA, NE
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 06/09/2015 - 09/21/2015 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) OMAHA, NE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.