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Detailed Report
Stephanie Seiler
STEPHANIE ESPINOZA, STEPHANIE ESPINOZA SEILER, STEPHANIE SEILER
CRD#: 6444210
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 2 W Northwest Hwy
Mount Prospect, IL 60056
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2022 - Present (2 years)BLPL FINANCIAL LLC (CRD# 6413)2018 - 2022 (4 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2015 - 2018 (2 years)
License(s)

State Registrations

B
Arizona 10/18/2022
B
North Carolina 10/18/2022
B
California 10/18/2022
B
Ohio 10/19/2022
B
Colorado 10/18/2022
B
Oklahoma 10/18/2022
B
Connecticut 10/18/2022
B
Pennsylvania 10/18/2022
B
Florida 10/18/2022
B
South Carolina 10/18/2022
B
Georgia 10/18/2022
B
Tennessee 10/18/2022
B
Hawaii 10/18/2022
B
Texas 10/18/2022
B
Illinois 9/1/2022
IA
Texas 11/2/2022
IA
Illinois 9/26/2022
B
Utah 10/18/2022
B
Indiana 10/18/2022
B
Virginia 10/18/2022
B
Kentucky 10/18/2022
B
Washington 10/18/2022
B
Michigan 10/18/2022
B
Wisconsin 10/18/2022
B
Nevada 10/18/2022

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
2 W Northwest Hwy, Mount Prospect, IL 60056
Registered with this firm since 9/26/2022
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
2 W Northwest Hwy, Mount Prospect, IL 60056
Registered with this firm since 9/1/2022
Previous Registration(s)
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B
 01/19/2018 - 08/12/2022 LPL FINANCIAL LLC (CRD#:6413) ELGIN, IL
B
 04/03/2015 - 01/09/2018 J.P. MORGAN SECURITIES LLC (CRD#:79) ARLINGTON HTS, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.