Individual Firm
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JEROD RAYMOND HAVEL
JEROD HAVEL
CRD#: 6443727
IA
B
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 1549 MCHENRY AVENUE
SUITE A
MODESTO, CA 95350
SUITE A
MODESTO, CA 95350
0
Disclosures
9
Years of Experience
View By:
State Registrations
B
Alaska 9/6/2018
B
New York 4/1/2019
B
California 9/6/2018
B
Oregon 8/18/2020
IA
California 9/7/2018
B
South Carolina 6/22/2021
B
Colorado 9/5/2019
B
South Dakota 6/15/2021
B
Georgia 2/3/2021
B
Tennessee 8/23/2022
B
Idaho 1/2/2025
IA
Texas 9/6/2018
B
Missouri 4/14/2023
B
Texas 5/30/2023
B
Nevada 9/6/2018
B
Washington 9/6/2018
B
New Mexico 9/17/2018
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 9/6/2018
B
Registered with this firm since 9/6/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/16/2015 - 09/11/2018 | MODESTO, CA | |
B | 03/17/2015 - 09/11/2018 | MODESTO, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.